SFC Licences of NG Fo Heung 吳科香
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 13 February 2012 | 02 April 2012 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 13 February 2012 | 02 April 2012 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 14 March 2008 | 01 January 2009 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 24 January 2008 | 01 January 2009 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 09 May 2007 | 26 July 2007 |
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 28 March 2006 | 14 December 2006 |
orientiert XYZ Securities Limited | RE | 4 | 20 January 2006 | 20 February 2006 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 01 April 2003 | 13 December 2004 |