SFC Licences of TSE Kwong Yui 謝廣銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 20 July 2006 | 27 September 2006 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 April 2003 | 14 July 2006 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 01 April 2003 | 13 December 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 01 April 2003 | 15 October 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 01 April 2003 | 15 October 2004 |