SFC Licences of WANG Siyuan 王思遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 10 May 2004 | 18 May 2005 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 17 February 2004 | 02 April 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 1 | 01 April 2003 | 02 April 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 4 | 01 April 2003 | 17 February 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 9 | 01 April 2003 | 17 February 2004 |