SFC Licences of LEE Wing Yu, Wendy 李詠瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 27 January 2004 | 06 March 2006 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 01 April 2003 | 14 January 2004 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 01 April 2003 | 14 January 2004 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 01 April 2003 | 13 August 2003 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 9 | 01 April 2003 | 13 August 2003 |