SFC Licences of LAI Wing Chung 黎永忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 August 2005 | 02 October 2017 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 18 August 2005 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 August 2005 | |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 10 December 2004 | 19 July 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 10 December 2004 | 19 July 2005 |