SFC Licences of SO Wai Yin, Irene 蘇慧賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aspen Hill Partners (Hong Kong) Limited | RE | 9 | 10 April 2012 | 21 June 2014 |
Aspen Hill Partners (Hong Kong) Limited | RE | 4 | 10 April 2012 | 21 June 2014 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 22 July 2010 | 31 March 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 22 July 2010 | 31 March 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 22 July 2010 | 01 February 2011 |