SFC Licences of SO Wai Yin, Irene 蘇慧賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aspen Hill Partners (Hong Kong) Limited RE 9 10 April 2012 21 June 2014
Aspen Hill Partners (Hong Kong) Limited RE 4 10 April 2012 21 June 2014
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 9 22 July 2010 31 March 2012
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 4 22 July 2010 31 March 2012
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 5 22 July 2010 01 February 2011