SFC Licences of LI Xinping 李新平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Riches Depot Securities Co., Limited 聚富證券有限公司 RO 1 30 May 2014 02 January 2019
Pinestone Securities Limited 鼎石證券有限公司 RO 1 13 September 2012 08 November 2013
Luen Fat Securities Company Limited 聯發證券有限公司 RE 1 01 April 2003 05 September 2012
Luen Fat Securities Company Limited 聯發證券有限公司 RE 4 01 April 2003 05 January 2005
Luen Fat Securities Company Limited 聯發證券有限公司 RE 6 01 April 2003 05 January 2005
Luen Fat Securities Company Limited 聯發證券有限公司 RE 9 01 April 2003 05 January 2005