SFC Licences of WONG Lok Sang 黃樂生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 4 23 November 2020
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 9 19 October 2020
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 31 January 2013 16 September 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 12 December 2012 18 January 2013
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 4 28 February 2011 31 July 2012
Allianz Global Investors Hong Kong Limited RE 9 29 August 2008 08 February 2010
Allianz Global Investors Hong Kong Limited RE 4 29 August 2008 08 February 2010
RCM Asia Pacific Limited RE 9 05 August 2008 27 January 2011
RCM Asia Pacific Limited RE 4 08 July 2008 27 January 2011
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 01 April 2003 30 May 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 7 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 9 01 April 2003 09 December 2004