SFC Licences of NGAN Bronson Lawrence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marathon Asset Management HK, Limited | RO | 9 | 18 October 2005 | 08 October 2007 |
| Marathon Asset Management HK, Limited | RE | 9 | 14 May 2005 | 18 October 2005 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 15 February 2005 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |