SFC Licences of LI King 李璟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 24 September 2004 | 24 August 2005 |
C F C Securities Limited | RE | 1 | 01 April 2003 | 19 August 2004 |
C F C Securities Limited | RE | 4 | 01 April 2003 | 17 November 2003 |
C F C Securities Limited | RE | 6 | 01 April 2003 | 17 November 2003 |
C F C Securities Limited | RE | 9 | 01 April 2003 | 17 November 2003 |