SFC Licences of KWOK Fuk Chuen, Andy 郭福全
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 18 April 2005 | 22 September 2006 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 01 April 2003 | 06 April 2005 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 01 April 2003 | 09 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 6 | 01 April 2003 | 09 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 7 | 01 April 2003 | 09 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 01 April 2003 | 09 June 2004 |