SFC Licences of TSUI King, Charles 徐勁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 28 September 2012 | |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 21 June 2011 | 31 December 2016 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 21 June 2011 | 31 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 04 November 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 04 November 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 11 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 11 June 2003 |