SFC Licences of POON Kwok Bun, Paul 潘國濱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Interactive Brokers LLC 盈透有限公司 RE 3 26 July 2007 14 March 2008
Interactive Brokers LLC 盈透有限公司 RE 2 08 June 2007 14 March 2008
Interactive Brokers LLC 盈透有限公司 RE 1 08 June 2007 14 March 2008
Well Link International Securities Limited 立橋國際證券有限公司 RO 7 09 May 2005 31 May 2007
Well Link International Securities Limited 立橋國際證券有限公司 RO 2 09 May 2005 31 May 2007
Sino Capital Securities Limited 國順證券有限公司 RO 7 09 May 2005 31 May 2007
Sino Capital Securities Limited 國順證券有限公司 RO 1 09 May 2005 31 May 2007
Well Link International Securities Limited 立橋國際證券有限公司 RE 7 01 April 2003 09 May 2005
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 01 April 2003 09 May 2005
Sino Capital Securities Limited 國順證券有限公司 RE 1 01 April 2003 09 May 2005
Sino Capital Securities Limited 國順證券有限公司 RE 7 01 April 2003 09 May 2005
Sino Capital Securities Limited 國順證券有限公司 RE 9 01 April 2003 15 February 2005
Well Link International Securities Limited 立橋國際證券有限公司 RE 5 01 April 2003 15 February 2005
Well Link International Securities Limited 立橋國際證券有限公司 RE 9 01 April 2003 15 February 2005
Sino Capital Securities Limited 國順證券有限公司 RE 6 01 April 2003 15 February 2005
Sino Capital Securities Limited 國順證券有限公司 RE 4 01 April 2003 15 February 2005