SFC Licences of WONG Ka Wing 黃嘉榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 05 April 2017 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 July 2007 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 12 July 2007 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 July 2007 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 24 May 2004 | 30 June 2007 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 19 November 2003 | 30 June 2007 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 19 September 2003 | 09 October 2003 |