SFC Licences of GUAN Shao Ping 關少平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Allianz Global Investors Asia Pacific Limited	RO	9	16 August 2023
Allianz Global Investors Asia Pacific Limited	RO	4	16 August 2023
Allianz Global Investors Asia Pacific Limited	RO	1	16 August 2023
Allianz Global Investors Asia Pacific Limited	RE	9	21 June 2023	16 August 2023
Allianz Global Investors Asia Pacific Limited	RE	4	21 June 2023	16 August 2023
Allianz Global Investors Asia Pacific Limited	RE	1	21 June 2023	16 August 2023
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RO	9	11 December 2018	22 April 2023
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RO	4	11 December 2018	22 April 2023
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RO	1	11 December 2018	22 April 2023
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RE	9	12 August 2016	11 December 2018
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RE	4	12 August 2016	11 December 2018
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RE	1	12 August 2016	11 December 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	16 January 2008	01 April 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	03 December 2007	01 April 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	03 December 2007	01 April 2017
UBS Asset Management (Hong Kong) Limited	RE	9	22 May 2006	24 October 2007
UBS Asset Management (Hong Kong) Limited	RE	4	22 May 2006	24 October 2007
Amundi Asset Management	RE	9	01 July 2004	30 April 2006
Amundi Asset Management	RE	4	01 July 2004	30 April 2006
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	4	01 April 2003	30 April 2006
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	1	01 April 2003	30 April 2006
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	9	01 April 2003	30 April 2006
Credit Agricole Asset Management	RE	4	01 April 2003	02 July 2004
Credit Agricole Asset Management	RE	9	01 April 2003	02 July 2004
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	6	01 April 2003	11 May 2004