SFC licenceholder AGB950 SUEN Tze Wo 孫子和

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 22 March 2007
Fosun Hani Securities Limited 復星恆利證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 02 September 2005
Fosun Hani Securities Limited 復星恆利證券有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 22 December 2004
Fosun Hani Securities Limited 復星恆利證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 01 August 2003