SFC Licences of KONG Kwok Keung, Kenneth 江國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 01 April 2003 05 August 2005
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 9 01 April 2003 28 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 7 01 April 2003 28 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 6 01 April 2003 28 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 01 April 2003 28 April 2004