SFC Licences of BENNETT JUNIOR Stephen Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 23 February 2024 | |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 4 | 23 February 2024 | |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 02 October 2015 | 31 January 2024 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 02 October 2015 | 31 January 2024 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 20 June 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 21 March 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 21 March 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 21 March 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |