SFC Licences of LO Yuen Yi, Candy 羅婉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 1 | 01 April 2004 | 10 December 2004 |
| Drake & Morgan Limited | RE | 1 | 23 September 2003 | 04 March 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 16 September 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 15 September 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 15 September 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 15 September 2003 |