SFC Licences of IP Wai Kwong 葉偉剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 28 February 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 25 April 2014 28 February 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 April 2014 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 19 May 2009 01 November 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 21 April 2009 01 November 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 21 April 2009 01 November 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 January 2006 08 April 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 13 January 2004 08 April 2009
Celestial Commodities Limited 時富商品有限公司 RE 7 14 November 2003 08 December 2003
Celestial Commodities Limited 時富商品有限公司 RE 2 14 November 2003 08 December 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 20 September 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 20 September 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 20 September 2003