SFC Licences of HO Sin Ying, Pierra 何倩瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 4 | 04 May 2004 | 14 August 2016 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 5 | 01 April 2003 | 14 August 2016 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 1 | 01 April 2003 | 14 August 2016 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 7 | 01 April 2003 | 04 May 2004 |