SFC Licences of WANG Bo 汪波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RO | 9 | 12 December 2018 | |
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RO | 4 | 19 November 2018 | |
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RE | 4 | 02 October 2018 | 19 November 2018 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 9 | 09 June 2015 | 01 July 2018 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 4 | 09 June 2015 | 01 July 2018 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 9 | 31 January 2012 | 01 February 2014 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 4 | 31 January 2012 | 01 February 2014 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 04 January 2011 | 11 November 2011 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 10 January 2005 | 29 November 2009 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 September 2004 | 06 January 2005 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 16 December 2003 | 26 August 2004 |