SFC Licences of CHAN Yuk Chun 陳玉珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 4 | 03 April 2018 | 19 April 2024 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 1 | 03 April 2018 | 19 April 2024 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 27 July 2011 | 03 April 2018 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 27 July 2011 | 03 April 2018 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 27 July 2011 | 24 August 2016 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 28 January 2008 | 09 July 2011 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 22 December 2004 | 01 June 2008 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 01 April 2003 | 24 November 2004 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 4 | 01 April 2003 | 24 November 2004 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 6 | 01 April 2003 | 24 November 2004 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 7 | 01 April 2003 | 24 November 2004 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 9 | 01 April 2003 | 24 November 2004 |