SFC Licences of WONG Pui Yan, Joey 黃佩恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Grandbay Capital Limited 澤裕資本有限公司 RO 9 25 November 2020 12 December 2021
Grandbay Capital Limited 澤裕資本有限公司 RO 4 25 November 2020 12 December 2021
Grandbay Securities Limited 澤裕證券有限公司 RO 1 28 August 2020 12 December 2021
Grandbay Securities Limited 澤裕證券有限公司 RE 1 06 July 2020 28 August 2020
North Beta International Securities Limited 北拓國際證券有限公司 RO 4 06 November 2015 03 July 2020
North Beta International Securities Limited 北拓國際證券有限公司 RO 1 27 April 2012 03 July 2020
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 22 March 2012 27 April 2012
Karl-Thomson Securities Company Limited 高信證券有限公司 RO 1 10 September 2009 09 March 2012
Karl Thomson Finance Limited 高信財務有限公司 RE 8 01 April 2003 09 March 2012
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 01 April 2003 10 September 2009
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 6 01 April 2003 10 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 4 01 April 2003 10 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 7 01 April 2003 10 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 01 April 2003 10 May 2004