SFC Licences of CHONG Kian Shing 張建成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 31 October 2018 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 10 October 2014 | 31 October 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 23 July 2010 | 27 May 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 July 2010 | 27 May 2014 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 09 August 2007 | 01 April 2010 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 09 August 2007 | 01 April 2010 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 09 August 2007 | 01 April 2010 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 09 August 2007 | 01 April 2010 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 09 August 2007 | 02 November 2009 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |