SFC Licences of NG Shui King, Yvonne 吳瑞琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Target Capital Management Limited 泰達資產管理有限公司 RE 4 28 November 2011 31 January 2018
Target Capital Management Limited 泰達資產管理有限公司 RE 1 28 November 2011 31 January 2018
Target Capital Management Limited 泰達資產管理有限公司 RE 4 03 August 2010 25 July 2011
Target Capital Management Limited 泰達資產管理有限公司 RE 1 03 August 2010 25 July 2011
Redford Asset Management Limited 泓福資產管理有限公司 RE 4 07 July 2010 15 July 2010
Redford Securities Limited 泓福證券有限公司 RE 1 10 March 2010 15 July 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 30 April 2008 04 May 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 22 February 2005 20 May 2009
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 09 July 2004 16 February 2005