SFC Licences of NG Shui King, Yvonne 吳瑞琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 28 November 2011 | 31 January 2018 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 28 November 2011 | 31 January 2018 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 03 August 2010 | 25 July 2011 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 03 August 2010 | 25 July 2011 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 4 | 07 July 2010 | 15 July 2010 |
Redford Securities Limited 泓福證券有限公司 | RE | 1 | 10 March 2010 | 15 July 2010 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 30 April 2008 | 04 May 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 22 February 2005 | 20 May 2009 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 July 2004 | 16 February 2005 |