SFC Licences of CHAN Shing Yan 陳盛恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CPPIB Credit Investments Asia Limited RO 1 05 January 2022
CPPIB Asia Inc. RO 1 18 May 2020 01 January 2022
CPPIB Asia Inc. RE 1 13 January 2020 18 May 2020
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 4 12 April 2017 28 October 2019
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 9 07 February 2017 28 October 2019
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 1 07 February 2017 28 October 2019
Intermediate Capital Asia Pacific Limited RO 4 07 October 2011 31 July 2016
Intermediate Capital Asia Pacific Limited RE 4 21 April 2011 07 October 2011
RAB Capital (Asia) Limited RO 9 16 November 2009 31 December 2010
RAB Capital (Asia) Limited RO 4 16 November 2009 31 December 2010
RAB Capital (Asia) Limited RO 1 16 November 2009 31 December 2010
D.B. Zwirn Asia Partners Limited RE 4 30 January 2007 31 December 2008
D.B. Zwirn Asia Partners Limited RE 1 30 January 2007 31 December 2008