SFC Licences of HSU Pei 徐培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 January 2014 | 30 January 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 07 October 2004 | 22 October 2004 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 09 June 2004 | 09 November 2004 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 October 2003 | 09 June 2004 |