SFC Licences of NG Siu Mui 伍少梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 03 November 2009 | 24 December 2011 |
| HSBC Guyerzeller Far East Limited | RE | 5 | 09 March 2005 | 01 May 2009 |
| HSBC Guyerzeller Far East Limited | RE | 1 | 23 December 2004 | 01 May 2009 |
| HSBC Guyerzeller Far East Limited | RE | 4 | 01 April 2003 | 27 March 2006 |
| HSBC Guyerzeller Far East Limited | RE | 9 | 01 April 2003 | 27 March 2006 |