SFC Licences of SUM Wai Yuk, Christina 沈慧玉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 28 September 2005 31 December 2007
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 01 April 2003 08 July 2005
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 6 01 April 2003 18 December 2003
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 9 01 April 2003 18 December 2003