SFC Licences of SUM Wai Yuk, Christina 沈慧玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 28 September 2005 | 31 December 2007 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 01 April 2003 | 08 July 2005 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 6 | 01 April 2003 | 18 December 2003 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 9 | 01 April 2003 | 18 December 2003 |