SFC Licences of LAM Mau Kit 林茂傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 06 April 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 06 April 2020
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 28 January 2015 17 March 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 28 January 2015 17 March 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 31 July 2012 14 January 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 31 July 2012 14 January 2015
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 29 January 2009 20 July 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 20 March 2008 20 July 2012
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 04 March 2008 20 July 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 04 March 2008 20 July 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 20 December 2007 07 February 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 March 2007 07 February 2008
Sinofortune Securities Limited 華億證券有限公司 RE 1 11 September 2006 17 March 2007
GT Capital Limited 高富金融有限公司 RE 1 29 December 2005 31 August 2006
GT Capital Limited 高富金融有限公司 RE 9 15 November 2005 31 August 2006
GT Capital Limited 高富金融有限公司 RE 4 15 November 2005 31 August 2006
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 9 01 April 2003 07 November 2005
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 01 April 2003 07 November 2005