SFC Licences of CHEUNG Frances 張淑嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 5 | 18 March 2015 | 29 June 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 18 March 2015 | 29 June 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 28 January 2015 | 29 June 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 28 January 2015 | 29 June 2017 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 30 July 2003 | 05 October 2005 |