SFC Licences of CHONG Yat Ngai 莊軼毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 27 April 2004 | 15 April 2005 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 April 2004 | 15 April 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 08 April 2004 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 April 2003 | 08 April 2004 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 01 April 2003 | 07 April 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 07 April 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 07 April 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 07 April 2004 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 7 | 01 April 2003 | 15 August 2003 |