SFC Licences of LUI Siu Wai 呂少威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RO | 2 | 05 October 2021 | |
| Win Securities Limited 贏證券有限公司 | RO | 7 | 01 August 2005 | |
| Win Securities Limited 贏證券有限公司 | RO | 1 | 01 August 2005 | |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RO | 7 | 01 August 2005 | |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RO | 1 | 01 August 2005 | |
| Win Securities Limited 贏證券有限公司 | RE | 1 | 05 March 2004 | 01 August 2005 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 05 March 2004 | 01 August 2005 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 01 April 2003 | 26 February 2004 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 01 April 2003 | 22 October 2003 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 6 | 01 April 2003 | 13 October 2003 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 9 | 01 April 2003 | 13 October 2003 |