SFC Licences of KWOK Siu Chung 郭兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 01 April 2003 | 21 July 2006 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 01 April 2003 | 01 August 2005 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 4 | 01 April 2003 | 22 December 2003 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 5 | 01 April 2003 | 22 December 2003 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 7 | 01 April 2003 | 22 December 2003 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 6 | 01 April 2003 | 22 December 2003 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |