SFC Licences of CHAN Shu 陳舒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 20 November 2006 | 09 April 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 November 2006 | 09 April 2008 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 01 April 2003 | 06 May 2004 |