SFC licenceholder AGI176 CHEUNG Kai Yip 張啟業

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 17 July 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 30 June 2008
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 01 April 2003 28 March 2008
Merrill Lynch (Asia Pacific) Limited RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services) 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE [9] (Asset Management) 01 April 2003 25 January 2005