SFC Licences of SHUM Hing Hung 沈慶洪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Tengard Fund Management Limited 騰祺基金管理有限公司	RE	9	31 March 2020	31 October 2020
Tengard Fund Management Limited 騰祺基金管理有限公司	RE	4	31 March 2020	31 October 2020
Tengard Fund Management Limited 騰祺基金管理有限公司	RE	1	31 March 2020	31 October 2020
Tengard Fund Management Limited 騰祺基金管理有限公司	RO	1	22 November 2016	31 March 2020
Tengard Fund Management Limited 騰祺基金管理有限公司	RO	9	03 April 2012	31 March 2020
Tengard Fund Management Limited 騰祺基金管理有限公司	RO	4	03 April 2012	31 March 2020
Tengard Fund Management Limited 騰祺基金管理有限公司	RE	1	03 April 2012	22 November 2016
BMI Securities Limited 邦盟滙駿證券有限公司	RE	1	22 July 2011	06 December 2011
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	9	01 November 2010	06 December 2011
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	4	01 November 2010	06 December 2011
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	1	01 November 2010	06 December 2011
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RE	1	25 February 2010	05 August 2010
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	9	07 May 2009	22 January 2010
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	4	07 May 2009	22 January 2010
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RO	9	13 September 2007	30 April 2009
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RO	4	13 September 2007	30 April 2009
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	9	16 March 2005	13 September 2007
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	01 April 2003	13 September 2007