SFC Licences of CHAN Suet Yee, Shirley 陳雪怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huajin Securities (International) Limited 華金證券(國際)有限公司 RO 1 03 July 2018
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RO 4 16 January 2018
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RO 6 17 January 2017
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 20 December 2016 17 January 2017
Cinda International Capital Limited 信達國際融資有限公司 RO 1 22 February 2016 11 December 2016
Cinda International Capital Limited 信達國際融資有限公司 RO 6 15 June 2011 11 December 2016
Cinda International Capital Limited 信達國際融資有限公司 RE 1 16 May 2011 22 February 2016
Cinda International Capital Limited 信達國際融資有限公司 RE 6 16 May 2011 15 June 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 04 May 2009 03 May 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 04 May 2009 03 May 2011
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 RE 6 02 May 2007 30 September 2008
ICEA Capital Limited 工商東亞融資有限公司 RE 1 21 September 2006 24 April 2009
ICEA Capital Limited 工商東亞融資有限公司 RE 6 29 August 2006 24 April 2009
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RE 6 27 January 2005 07 August 2006
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RE 6 01 April 2003 09 June 2005
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RE 9 01 April 2003 22 July 2004
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RE 4 01 April 2003 22 July 2004
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RE 1 01 April 2003 22 July 2004