SFC Licences of LUK Terence 陸凱賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Old Peak Limited | RO | 9 | 15 September 2006 | 01 January 2021 |
| Old Peak Limited | RO | 5 | 15 September 2006 | 01 January 2021 |
| Old Peak Limited | RO | 4 | 15 September 2006 | 01 January 2021 |
| Old Peak Limited | RE | 9 | 21 February 2006 | 15 September 2006 |
| Old Peak Limited | RE | 5 | 21 February 2006 | 15 September 2006 |
| Old Peak Limited | RE | 4 | 21 February 2006 | 15 September 2006 |
| UBS Securities Asia Limited | RE | 2 | 25 October 2005 | 28 January 2006 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 28 January 2006 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |