SFC Licences of POON Wai Man 潘惠雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 4 29 May 2015
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 1 29 May 2015
orientiert XYZ Securities Limited RE 1 03 November 2011 07 January 2013
Angus Moore Limited 安格摩亞投資管理國際有限公司 RE 4 25 March 2008 26 August 2009
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 4 20 May 2005 08 March 2008
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 1 20 May 2005 03 February 2006
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 1 01 April 2003 08 March 2005
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 4 01 April 2003 08 March 2005
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 6 01 April 2003 25 August 2003
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 9 01 April 2003 25 August 2003