SFC Licences of POON Wai Man 潘惠雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 29 May 2015 | |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 1 | 29 May 2015 | |
orientiert XYZ Securities Limited | RE | 1 | 03 November 2011 | 07 January 2013 |
Angus Moore Limited 安格摩亞投資管理國際有限公司 | RE | 4 | 25 March 2008 | 26 August 2009 |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 20 May 2005 | 08 March 2008 |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 1 | 20 May 2005 | 03 February 2006 |
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 1 | 01 April 2003 | 08 March 2005 |
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 4 | 01 April 2003 | 08 March 2005 |
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 6 | 01 April 2003 | 25 August 2003 |
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 9 | 01 April 2003 | 25 August 2003 |