SFC Licences of FOK Cho Kit 霍祖傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grandbay Capital Limited 澤裕資本有限公司 | RO | 9 | 01 September 2020 | 30 June 2021 |
Grandbay Securities Limited 澤裕證券有限公司 | RO | 1 | 01 September 2020 | 29 March 2021 |
Grandbay Capital Limited 澤裕資本有限公司 | RO | 4 | 01 September 2020 | 29 March 2021 |
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 | RE | 4 | 11 September 2017 | 01 May 2019 |
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 | RE | 9 | 30 June 2017 | 01 May 2019 |
CN Capital Management Limited | RE | 9 | 01 June 2010 | 17 June 2017 |
Axial Capital Management Limited | RE | 9 | 11 June 2008 | 19 February 2010 |
National Asset Management Limited 國民資產管理有限公司 | RO | 9 | 06 September 2007 | 17 December 2007 |
GT Asset Management Limited 國際金融社資產管理有限公司 | RE | 9 | 23 February 2007 | 05 June 2007 |
GT Asset Management Limited 國際金融社資產管理有限公司 | RE | 4 | 23 February 2007 | 05 June 2007 |
Ward Ferry Management Limited | RE | 5 | 01 April 2003 | 21 April 2006 |
Ward Ferry Management Limited | RE | 9 | 01 April 2003 | 21 April 2006 |
Ward Ferry Management Limited | RE | 4 | 01 April 2003 | 21 April 2006 |