SFC Licences of NG Yiu Man 吳耀文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 | RO | 1 | 15 May 2023 | |
| Henyep Securities Limited 興業證券有限公司 | RE | 1 | 21 April 2023 | 15 May 2023 |
| Peak Cloud Limited 雲明有限公司 | RO | 2 | 26 March 2021 | 31 March 2023 |
| Peak Cloud Limited 雲明有限公司 | RE | 2 | 15 June 2020 | 26 March 2021 |
| Peak Cloud Limited 雲明有限公司 | RO | 1 | 05 December 2019 | 31 March 2023 |
| Henyep Securities Limited 興業證券有限公司 | RO | 1 | 04 January 2006 | 30 November 2019 |
| Henyep Securities Limited 興業證券有限公司 | RE | 1 | 01 April 2003 | 04 January 2006 |
| Henyep Securities Limited 興業證券有限公司 | RE | 7 | 01 April 2003 | 14 December 2004 |
| Henyep Securities Limited 興業證券有限公司 | RE | 6 | 01 April 2003 | 04 November 2004 |
| Henyep Securities Limited 興業證券有限公司 | RE | 4 | 01 April 2003 | 04 November 2004 |
| Henyep Securities Limited 興業證券有限公司 | RE | 9 | 01 April 2003 | 04 November 2004 |