SFC Licences of LAW Chung Po, Wagner 羅忠寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited | RE | 9 | 28 November 2012 | 20 April 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 01 May 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 23 March 2005 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 24 September 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 24 September 2004 |