SFC Licences of SUEN Pik Ying 孫碧英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 08 December 2015 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 19 July 2012 | 31 October 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 09 March 2006 | 26 April 2013 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 01 April 2003 | 02 March 2006 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 4 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 9 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |