SFC Licences of WONG Sze Wai, Albert 黃思維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hing Wong Securities Limited 興旺證券有限公司 | RE | 1 | 16 August 2021 | 09 February 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 March 2021 | 27 April 2021 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 March 2021 | 27 April 2021 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 28 September 2020 | 14 February 2021 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 September 2020 | 14 February 2021 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 29 January 2015 | 11 September 2020 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 29 January 2015 | 11 September 2020 |
Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 2 | 25 June 2014 | 04 December 2014 |
Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 1 | 25 June 2014 | 04 December 2014 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 22 February 2011 | 21 June 2014 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 22 February 2011 | 21 June 2014 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 01 December 2006 | 22 February 2008 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 03 May 2004 | 22 February 2008 |