SFC Licences of LOK Kong Hung 駱港鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HGNH International Securities Co., Limited 橫華國際証券有限公司 RO 4 17 June 2020 05 December 2021
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 16 November 2016 03 September 2019
HGNH International Securities Co., Limited 橫華國際証券有限公司 RO 1 28 December 2015 05 December 2021
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 28 December 2015 05 December 2021
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 02 November 2015 28 December 2015
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 23 July 2014 25 October 2015
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 16 June 2014 23 July 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 22 June 2012 06 June 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 02 September 2008 06 June 2014
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 01 April 2003 01 August 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 01 August 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 7 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 6 01 April 2003 19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 4 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003