SFC Licences of YAM Wai Chung 任偉聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 21 September 2015 | 13 December 2016 |
| Wing On Securities Limited 永安證券有限公司 | RE | 1 | 15 March 2007 | 08 August 2014 |
| Wing On Securities Limited 永安證券有限公司 | RE | 1 | 13 December 2005 | 30 November 2006 |