SFC Licences of CHOI Yau Chi 蔡友梽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 14 February 2008 | 31 January 2011 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 04 January 2008 | 31 January 2011 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 06 September 2007 | 17 December 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 07 August 2007 | 17 December 2007 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 16 August 2004 | 01 August 2007 |