SFC Licences of CHAN Sheung Tat, Felix 陳上達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 03 June 2010 | 10 February 2015 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 14 January 2008 | 31 May 2008 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 30 June 2005 | 28 September 2005 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 30 June 2005 | 28 September 2005 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 18 May 2005 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 24 September 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 24 September 2004 |